Regulatory Risk and Compliance Management Questions

Understanding regulatory risk as a distinct category of enterprise risk and knowing how organizations build programs to manage that risk. Topics include risk identification and regulatory horizon scanning, designing compliance programs, roles and responsibilities across legal, compliance, security and business teams, escalation and remediation workflows, regulatory engagement and reporting, monitoring and testing, and how regulatory risk influences strategic decisions. Candidates should be able to explain how to measure and prioritize regulatory obligations, how to structure controls and governance to reduce exposure, and how in house counsel and compliance functions interact with business units and regulators.