Compliance Technology and Automation Questions

Focuses on how technology and automation improve the efficiency and effectiveness of compliance programs. Includes evaluation and deployment of compliance management systems, monitoring and detection tools, reporting platforms, case and policy management, workflow automation for control execution and evidence collection, audit trail generation, continuous monitoring, third party and vendor risk tooling, and the use of advanced techniques such as artificial intelligence and machine learning for anomaly detection and monitoring. Candidates may be evaluated on solution selection, integration with existing systems, control effectiveness measurement, and how automation reduces manual effort while maintaining regulatory requirements.