Industry Compliance Knowledge Questions
Deep understanding of regulatory and compliance obligations that are specific to an industry or business model. Candidates should be able to identify the applicable regulators and statutes for a product domain and map product features and operational practices to those obligations. Examples include consumer data protection laws such as the General Data Protection Regulation and the California Consumer Privacy Act, fairness and consumer protection concerns for platform and algorithmic services, anti money laundering and know your customer obligations and market conduct rules for financial services, and health care regulatory requirements such as the Health Insurance Portability and Accountability Act and Food and Drug Administration rules for clinical products. The topic covers designing or evaluating compliance programs, sector specific incident response and remediation expectations, vendor and third party management in regulated contexts, monitoring and metrics for regulatory risk, and advising product and engineering teams on acceptable risk, mitigation strategies, and compliance driven trade offs.
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